CFA道德在2021年一級(jí)考試中需要學(xué)習(xí)幾個(gè)reading？考題特點(diǎn)如何？

發(fā)布時(shí)間：2020-06-24 09:30編輯：融躍教育CFA

2020年和2021年的CFA一級(jí)考試用的考綱是2020年的考綱，在CFA一級(jí)考試中CFA道德這一科是比較重要的，可能它會(huì)決定你的考試的生死！那正在備考2020年和2021年CFA考試的你看看道德每個(gè)reading講的知識(shí)點(diǎn)是什么？

Reading 1 Ethics and Trust in the Investment Profession.
Reading 2 Code of Ethics and Standards of Professional Conduct Standards of Practice Handbook, Eleventh Edition.
Reading 3 Guidance for Standards I–VII Standards of Practice Handbook, Eleventh Edition.
Reading 4 Introduction to the Global Investment Performance Standards (GIPS).
Reading 5 Global Investment Performance Standards (GIPS).

CFA一級(jí)中道德的考題占到了15左右，占比是較大的，除了考生要知道CFA一級(jí)道德講什么知識(shí)點(diǎn)外，還要知道在CFA一級(jí)道德的考題特點(diǎn)，那考題有什么樣的特點(diǎn)呢？

1、題量大

2、易丟分

3、題干長(zhǎng)：

4、對(duì)理解力要求比較高

為什么CFA道德考題是以上特點(diǎn)呢？要知道CFA道德考題是怎樣的，它主要是以案列分析的形式來(lái)考考生的，那具體是什么樣子的呢、這不小編給你送來(lái)了CFA道德考題的模板例題！

Question：

Bart Wiley，CFA，agreed in writing with his former employer not to solicit former clients for a period of one year after his termination. After he left his former employer， he consulted with a lawyer about whether the agreement was legally enforceable. The lawyer advised Wiley that it was doubtful that the agreement could be enforced， so Wiley sent a marketing brochure about his new firm to his former clients. According to the Standards of Practice Handbook， which of the following statements is most accurate with respect to Wiley‘s conduct？

A. The Standards do not apply to Wiley’s conduct.

B. The Standards require Wiley to comply with the agreement with his former employer.

C. Because Wiley relied upon the opinion of legal counsel， he did not violate the Standards.

Answer：

Correct answer： B

--Demonstrate a thorough knowledge of the Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to specific situations presenting multiple issues of questionable conduct.

A member‘s duty of loyalty to his employer prohibits him from violating any applicable non-compete agreement.

所以，你知道了CFA一級(jí)道德考題的特點(diǎn)，那你準(zhǔn)備好了嗎？一定要好好備考這一科目哦！